Guy Swarbreck

Financial services audit and assurance; regulatory advisory services.

Experience

Guy is head of the Evelyn Partners Financial Services & Markets group and advises a diverse range of asset managers, lending institutions, brokers and fin-tech firms.

He uses his thorough understanding of the financial services market to provide audit, assurance and regulatory advisory services. He specialises in advising more complex financial institutions on financial, client money and commercial matters.

Guy is a named individual within the Evelyn Partners FCA Skilled Persons panel members and presents on financial reporting and regulatory topics.

Notable achievements

  • Leading assurance engagements to assess the governance and control frameworks in brokerage, investment management and corporate finance firms.
  • Advising on compliance and control structures for an emergent fin-tech firm and firms planning significant changes to business models.
  • Advising on the regulatory capital implications of corporate transactions and variations of permissions.

Professional qualifications/memberships

Fellow of the Institute of Chartered Accountants in England and Wales (ICAEW) and a Member of the Chartered Institute for Securities & Investment (CISI).

Auditdata Analytics Banner

Article

Unlocking value: How audit and data analytics strengthen business confidence

Harnessing data-driven insight to elevate risk assessment, audit quality and commercial decision‑making.

Iran War Banner 01

Article

Macroeconomic uncertainty through the audit lens: How Middle East tensions are reshaping business risk

Recent geopolitical shocks, most notably the Iran conflict, have introduced a new wave of economic uncertainty for UK organisations. What should management teams, boards and audit committees be focusing on now?

Contact Guy