Outsourced regulatory services

We offer expert, tailored outsourced services to meet each business’s precise needs. Whether it’s in-house, interim support or fully outsourced services, project-based or permanent, we can fill in or let you offload your regulatory burden to achieve your business objectives faster.

Our experienced professionals deliver proactive and pragmatic strategies that meet regulatory and commercial needs, and we’re on hand to respond to the unexpected.

We combine consultative support and essential compliance services to deliver real value: 

• Achieving expected regulatory standards
• Delivering business and client outcomes
• Optimising your technology use
• Balancing commercial needs and regulatory requirements 

S&W’s regulatory practitioners operate as trusted partners, working closely with our clients to deliver bespoke solutions that address the unique needs and culture of their business.

We’ll help keep you compliant and competitive in a dynamic regulatory environment, with bespoke support and a range of core services:

• Regulatory returns – timely, accurate, and compliant submissions to the FCA, PRA and other regulatory bodies with our expert support
• Flexible support and helpdesk – scalable, responsive assistance for your teams and clients when and where you need it most
• Complaint and claims handling – professional, empathetic resolution services that meet regulatory standards and protect your reputation
• Fractional Compliance and Money Laundering Reporting Officer services – our team can augment your business to perform these services on a flexible basis that suits your needs. 

With our wider outsourcing team, we can also offer: 

• Payroll services – reliable, compliant payroll processing that ensures your people are paid accurately and on time
• Finance and accounting – from bookkeeping to financial reporting, robust support to keep your finances in order
• Company secretarial services  – experienced company secretarial services to maintain governance standards and reliably meet statutory obligations 

Our team can provide cost-effective access to specialists without you having to employ a whole team of regulatory experts yourselves. With our retained services, you also have access to the entire S&W team.